U.S. Civil Court Records for the Southern District of Iowa

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Court Information:
  • Court Name: U.S. Civil Court for the Southern District of Iowa
Case Information:
  • Case Number: 4:22-cv-00071
  • Case Name: United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
  • Filing Type: Civil
Filing History
March, 2025
  • March 20, 2025: [Notice of Stipulated Dismissal]
  • March 19, 2025: [Judgment]
  • March 19, 2025: [Entry of Consent Judgment]
January, 2023
  • January 24, 2023: [Protective Order]
  • January 23, 2023: [Errata]
  • January 20, 2023: [Declaration]
  • January 20, 2023: [Compel]
  • January 12, 2023: [Reply]
  • January 03, 2023: [Response/Resistance to Motion]
December, 2022
  • December 20, 2022: [Extension of Time to File]
  • December 14, 2022: [Miscellaneous Relief]
  • December 12, 2022: [Extension of Time to File]
  • December 08, 2022: [Brief /Other]
  • December 07, 2022: [File Overlength Brief]
  • December 06, 2022: [File Overlength Brief]
  • December 06, 2022: [Protective Order]
  • December 05, 2022: [Response/Resistance to Motion]
November, 2022
  • November 23, 2022: [Miscellaneous Relief]
  • November 22, 2022: [Miscellaneous Relief]
  • November 21, 2022: [Miscellaneous Relief]
  • November 21, 2022: [Brief /Other]
  • November 21, 2022: [Compel]
October, 2022
  • October 14, 2022: [Notice of Appearance]
September, 2022
  • September 20, 2022: [Errata]
  • September 19, 2022: [Corporate Disclosure/Statement of Interest DEFENDANT]
June, 2022
  • June 23, 2022: [Order]
  • June 23, 2022: [Proposed Scheduling Order and Discovery Plan]
  • June 07, 2022: [Scheduling Conference]
  • June 07, 2022: [Notice of Appearance]
  • June 06, 2022: [Notice of Appearance]
  • June 02, 2022: [Proposed Scheduling Order and Discovery Plan]
May, 2022
  • May 10, 2022: [Continue]
  • May 09, 2022: [Continue]
  • May 05, 2022: [Appear Pro Hac Vice]
  • May 04, 2022: [Pro Hac Vice (Leave to Appear)]
  • May 03, 2022: [Order]
  • May 03, 2022: [~Util - Set Hearings]
  • May 02, 2022: [Answer to Complaint]
April, 2022
  • April 21, 2022: [Notice of Appearance]
  • April 21, 2022: [Waiver of Service Executed]
March, 2022
  • March 09, 2022: [Notice of Appearance]
  • March 02, 2022: [Notice of Appearance]
  • March 02, 2022: [Summons/Corporate Disclosure Packet]
  • March 01, 2022: [Complaint]
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